Rulings
SC: Upholds SEBI’s stand, but refuses ‘unscrambling’ of Reliance Commercial’s resolution process
SEBI: Penalises Chairman for appointing Acquirer’s representative as Additional-Director without complying with Takeover Code
SEBI: Affirms restraint order against CNBC Awaaz’s former anchor, related-entities for fraudulent trading
SEBI: Directs unregistered financial-advisory firm to refund client’s fees for providing IA services
SEBI: Allows settlement application in alleged insider trading in Zee Entertainment shares
SEBI: ‘Wilful defaulter’ merchant-banker detrimental to integrity of securities market, suspends registration
SEBI: Restrains Company, promoters from market for ‘manipulative acts’, making incorrect statements, benefitting personally
SEBI: Penalizes IA for non-segregation of Investment Advisor activities, failure to maintain infrastructure
SEBI: Portfolio Manager along with its acquirer client ‘deemed to be’ PACs
SAT: Reduces SEBI’s ‘excessive’ penalty on stock broker for non-compliance of Circulars
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