Rulings
SEBI: Penalizes Co., CFOs, Directors for misrepresentation of financials, non-cooperation with forensic auditor
SEBI: Penalises Co., Directors for failing to provide information to analyse potential insider-trading violations
SAT: Upholds penalty on Director, relatives for Co.'s takeover without making open offer
SAT: Quashes ex-parte proceedings absent service of SCN, cites violation of natural justice principles
SEBI: Disposes of proceedings against Director, absent findings on “officer in default”
SAT: Quashes SEBI order penalizing Director for MPS violation without first proceeding against Company
SEBI: Penalizes Yes Bank’s ex-MD Rana Kapoor for mis-selling AT1 Bonds to individual investors
SEBI: Penalises Compliance Officer for trading in Matrimony.com’s scrip during ‘restricted-period’
SAT: Sets aside SEBI restraint on former CNBC Awaaz-Show host, family for alleged trade-manipulation
SAT: Quashes NSE order preventing bank from invoking pledged securities, cites lack of jurisdiction
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