Rulings
SAT: Quashes NSE orders penalizing company for non-compliance of LODR Regulations, considering COVID lockdown
SEBI: Penalises BSE for engaging in ‘unrelated’ activities without obtaining SEBI’s prior approval
SEBI: Penalises Company, Directors for committing “enormous fraud” in GDR issue
SEBI: Penalises Research Analysts for not maintaining record of WhatsApp /email recommendations
SAT: Reduces SEBI’s “excessive and arbitrary” penalty on Co., directors for fraudulent GDR issue
SAT: Upholds SEBI-penalty on merchant banker for not disclosing ex-promoter’s Takeover Code violations
SAT: Quashes SEBI-order rejecting SCORES complaint regarding outstanding-dividend, cites non-consideration of relevant documents
SAT: Upholds SEBI order restraining Co., ex-Directors for violating threshold for issuing OCDs
SEBI: Directs re-investigation into alleged trade manipulation by former CNBC Awaaz Show host, family members
SAT: Reduces SEBI's penalties on NDTV, Promoters for concealing information regarding 'sensitive' loan-agreement
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