Rulings
SAT: Upholds SEBI orders barring, penalizing Director, Dy. Chairman for insider trading
SAT: Upholds NSE order expelling capital market co.’s membership basis serious violations
SEBI: Penalises stock-broker for "deliberate disregard" of obligations towards clients
SAT: Reduces Company’s debarment period for fraudulent GDR issue, being “disproportionate” to violation
SAT: Rejects appeal challenging ‘decided’ SEBI order directing disgorgement of wrongful gain
SEBI: Penalises Company Executive for deleting e-mails regarding NSE co-location case
SEBI: Debars Company, Directors from market for offering unregistered portfolio management services
SEBI: Imposes Rs. 23 lakh penalty on 3 Directors for misrepresentation of funds
SC: Pulls up SEBI for "cherry-picking", directs disclosure of investigation documents to RIL
SAT: Directs de-freezing of jointly held demat account, cites non-consideration of relevant documents
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