Rulings
SEBI: Penalizes 6 entities for front-running trades of Deutsche Mutual Fund
SEBI: Bars, penalizes Bombay Dyeing & Wadias for misrepresenting financials; Re-affirms Board's liability vis-a-vis Accounts
SAT: Reduces SEBI’s ‘harsh, excessive’ penalty on Co. for alleged misrepresentation of financials
SEBI: Penalises Co. for failing to disclose delay in updating policy for determining ‘material subsidiary’
SAT: Quashes SEBI order penalizing statutory-auditors accused of fraud, absent “deceit or inducement”
SAT: Stays SEBI order cancelling Brickwork Ratings’ registration, lists matter on November 15
SAT: Sets aside SEBI order restraining promoters of Kirloskar Brothers for insider trading
SEBI: Penalises Director for being party to fraudulent GDR issue by Company
SC: Stock Brokers required to obtain registration-certificate for each Stock Exchange where they operate
SAT: Reduces SEBI’s ‘excessive’ penalty on Co. for alleged involvement in fraudulent GDR issue
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