Rulings
SEBI: Penalizes 18 entities in ‘dark fibre’ case, Rs. 7 Cr. fine on NSE
SEBI: Rs. 12 cr. penalty on 2 Sahara cos., Directors for falsely representing securities-issue as private placement
HC: Upholds SEBI’s criminal proceedings against Co., Directors for default in disbursing dividend
SAT: Quashes SEBI order derecognising Indian Commodity Exchange solely basis insufficient net-worth
SEBI: Disposes of adjudication proceedings against Reliance Capital, given declaration of IBC moratorium
SAT: Quashes SEBI orders rejecting brokers’ registration applications based on mere surmises
SEBI: Rs.30 lakh penalty on RIL, compliance-officers for failing to promptly disclose Facebook-Jio deal
SC: Upholds SEBI order debarring Company from market for engaging in manipulative trades
SEBI: Imposes Rs. 10.8 Cr. penalty on Zenith Steel Pipes, Directors for fraudulent GDR issue
SAT: Quashes SEBI order penalising Company, its Directors for misutilizing preferential issue proceeds
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