Rulings
SAT: Fines SEBI Rs. 5 lakh for 'lackadaisical approach', not defreezing shares in Kirloskar matter
HC: Co.’s minority shareholders entitled to receive documents relating to SEBI proceedings
SAT: SEBI can’t inquire into professional negligence charge, if audit firm not dealing in securities
SAT: Quashes SEBI-order penalising Mukesh Ambani for manipulative-trades in RPL shares, absent "complicity, vicarious liability"
SAT: Directs SEBI to reconsider Rs. 25 cr. penalty imposed for fraudulent GDR issuance
SAT: SEBI WTM cannot direct ICAI, NFRA to consider action against Auditors absent ‘fraud’
SAT: Quashes SEBI’s penalty for fraudulent trading citing inordinate delay in SCN issuance
SAT: Directs MCX to frame procedure for initiating penalty imposition proceedings against members
SEBI: Imposes 5-year ban, Rs. 30 lakh penalty on IA Wealthit Global’s Owner for misleading investors
SAT: Quashes SEBI’s debarment directions "travelling beyond SCN", against Fund Trustee, others
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