Rulings
SAT: Upholds SEBI-penalty on Co. for not providing pre-authorisation to debenture trustees
SEBI: Bans finfluencer ‘Baap of Chart’ for providing unregistered IA services, directs Rs. 17-cr. disgorgement
SEBI: Bars Co., Directors for providing unregistered investment advisory services, duping gullible investors
SAT: Reduces SEBI’s penalty on Co., debarment-period for directors in fraudulent GDR issue case
SEBI: Suspends IA Profit Guru’s license for ‘arbitrarily’ changing clients’ risk profile forms
SEBI: Affirms interim-order barring Eros International in fund-siphoning case
SAT: Quashes SEBI order being bereft of evidence, denying market-access 'during' investigation
SEBI: Restrains two firms from market for carrying out unregistered portfolio management activities
SAT: Quashes SEBI’s penalty in synchronized trading case absent ‘meeting of minds’
SEBI: Penalises promoter for not making public-announcement w.r.t. acquisition of Co.’s shares
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