Rulings
SEBI: Cancels stock broker’s registration for dealing in paired contracts, disqualification under IA Regulations
SEBI: “Fit and proper person” requirement, not “one-time condition”; Suspends stock broker’s registration
SEBI: Suspends Research-Analyst’s license for failing to maintain arm’s length relationship in other activities
SEBI: Modifying interim order, bars entities for manipulating Co.’s share-price via misleading YouTube-videos
SAT: Quashes NSE-penalty on Trading Member, given sufficient evidence demonstrating loan from clients
SEBI: Confirms market ban on certain entities for misleading investors via YouTube videos
SAT: Rejects appeals against SEBI orders in Sterling group front running case
SAT: Quashes SEBI order barring ZEEL’s Punit Goenka from holding key positions
SEBI: Slaps Rs. 33-cr. penalty on Sharepro’s top-brass for massive fraud by diverting shareholder assets
SEBI: Penalises CFO, Directors of Company undergoing CIRP for financial reporting lapses
Pages
