Rulings
SEBI: Warrants cannot be transferred till trading approval granted by stock exchanges
SEBI: Imposes Rs. 1.3 cr. penalty on 25-entities for manipulating Capri Global’s share price
SEBI: Orders Directors providing unregistered IA services to refund advisory fee to clients
SEBI: Clarifies on post-amendment lock-in period for equity shares under ICDR Regulations
SEBI: Disposes of proceedings against debenture-trustee for failure to exercise due diligence in NCDs-issue
SAT: Upholds penalty on MD for insider-trading basis UPSI on "real estate business update"
SAT: Upholds SEBI-orders barring Co.’s Chairman, MD for orchestrating fraud by siphoning FCCB-proceeds
SAT: Reduces SEBI’s Rs. 13 Cr. penalty on Koffee Break promoters, considering “financial constraints” plea
SAT: Quashes SEBI’s Rs. 4-cr. penalty on Deccan Chronicle for alleged misrepresentation of financials
SEBI: Lifts ban against 14 entities in Lux Industries insider-trading case
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