Rulings
SAT: Quashes NSE Committee’s order penalizing Co. for appointing Independent-Director without shareholders' prior approval
SEBI: Penalizes Angel Broking for misutilizing funds raised by pledging clients’ securities, flouting regulatory norms
SEBI: Directs impounding of illegal gains, debars 5 entities for front running LIC’s trades
SEBI: Bans for 7-years, imposes Rs. 21 cr. penalty on Karvy Stock Broking, Promoter
SEBI: Debars, penalizes 6 individuals carrying out nefarious “pump and dump” scheme through Telegram
SEBI: Slaps Rs. 8 cr. penalty on Stock-Broker, Directors for providing unregulated portfolio management services
SEBI: Directs Investment Manager, trustee, directors to wind-up ‘Film Fund’ within 6-months
SEBI: Penalises acquirers for not fulfilling open-offer requirements in Uniply Industries’ acquisition
SEBI: Penalises former CG Power auditors, for facilitating scheme of “cleaning up” books, abetting fraud
SEBI: Bars former CEO of CARE Ratings from associating with intermediaries, for manipulating DHFL's ratings
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