Rulings
SC: Allows Govt.’s plea seeking payment of Rs. 5k-cr. from SEBI-Sahara Fund to depositors
SEBI: Penalises RTA for not obtaining Certificate of Associated Persons, other lapses
SAT: Grants partial relief to actor Arshad Warsi, wife against SEBI market ban
SEBI: Slaps Rs. 1-cr. penalty on entity for aiding Coffee Day Enterprises in fund-diversion
SEBI: Restrains Company, Directors for manipulating financial statements, indulging in GST fraud
SC: Directs SEBI to refund Rs. 300 cr. to NSE in co-location case
SEBI: Penalises Investment Advisor Profit Guru for promising unrealistic-returns, acting in fraudulent manner
SEBI: Penalises stock-broker for failing to perform fiduciary duties owed to its clients
SC: Can’t claim fee exemption when stock-exchange membership transferred from individual to Company
SEBI: Imposes Rs. 37 lakh penalty on Company, directors for misrepresenting financials, misusing funds
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