Rulings
SEBI: Bans, imposes Rs. 5-cr. penalty on Religare Finvest ex-CEO for fraudulent fund diversion
HC: Quashes demand against SEBI invoking extended period on fees collected during discharge of regulatory function
SEBI: Penalizes 15 entities for manipulative trading in scrip of BFL Asset Finvest
SC: SAT order in Suzlon Energy won’t be treated as precedent in other cases
SAT: Reduces SEBI’s ‘excessive’ penalty on Zenith Steel Pipes in fraudulent GDR issue matter
SAT: Quashes BSE, NSDL communications freezing purported promoter’s demat account for company’s default
SEBI: Slaps Rs. 6 lakh penalty on MCX for allowing trading by Sikkim-based clients
SEBI: Issues Informal Guidance relating to exemption from open-offer obligations during merger
SEBI: Bars entities for artificially inflating company’s share-price through “misleading YouTube videos”
SAT: Directs Religare Enterprises’ ex-CEO to partially deposit penalty-amount, lists appeals on March 16
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