Rulings
SEBI: Restrains Sadhna Broadcast’s promoters, actor Arshad Warsi, others for misleading investors via YouTube-videos
SC: Copy of judgment constituting Expert Committee to investigate into Adani-Hindenburg issue
SEBI: Bars 21 entities, impounds Rs. 30-cr. in Axis Mutual Fund front-running case
SEBI: Cancels registration of broker, Way2Wealth Commodities in NSEL case
SAT: Shared common objective ‘sine qua non’ for establishing PACs’ relationship; Quashes SEBI-penalty
SEBI: Imposes Rs. 25 lakh penalty on IA for adopting ‘deceitful’ business practices
SC: Stays cost imposed by SAT on SEBI for not following Suzlon ruling
SEBI: Prohibits IA from launching new scheme, given failure to carry out clients’ risk-profiling
SEBI: Restrains MD, Director for planting false news about Co.’s financials, misleading investors
SEBI: Imposes Rs. 15-lakh penalty on 2 entities for front-running orders of Portfolio Manager
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