Rulings
SEBI: Penalises Company’s Joint MD, others for fraudulently dematerializing, selling shares of dormant accounts
SEBI: Disposes of SCN against ex-promoters for delayed disclosure regarding disposal of shares
SEBI: Penalizes Company, director for failure to utilize funds towards purposes approved in EGM
SEBI: Penalizes Cos., directors for fraudulently using names of CAs as statutory auditors in financials
SAT: Quashes SEBI order holding director labile for non-payment of penalty by Company
SAT: Waives off NSE penalty for non-compliance of LODR Regulations during Covid-19 pandemic
SEBI: Penalises 5 ex-Directors of Bombay Dyeing, others for failure to exercise due diligence
SEBI: Disposes of proceedings against ex-ET Now Reporter for allegedly indulging in unfair trade practices
SEBI: Bars Mehul Choksi for 10-years, slaps Rs. 5 Cr. penalty for fraudulent trading
SEBI: Penalizes Compliance Officer for failing to exercise proper due diligence regarding disclosures
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