Rulings
SAT: Quashes SEBI's Rs. 625-cr. disgorgement order in NSE co-location case; Exonerates ex CEO/MD of fraud charges
SEBI: Slaps Rs. 45-lakh penalty on 2 individuals for insider trading in Deepak Fertilizers’ shares
SEBI: Penalizes, bans 3 entities for executing contra-trades, violating insider trading norms
SEBI: Imposes Rs. 16 lakh penalty on Stock Broker for misutilizing clients’ securities, funds
SEBI: Penalizes individuals for price manipulation in illiquid-scrip, cites impact on market integrity
SAT: Reduces SEBI’s ‘harsh and excessive’ penalties on Co., Directors for misrepresentation of financials
SAT: Imposes cost on SEBI for not following Suzlon ruling, violating ‘judicial discipline’ principle
SAT: Sets aside NSE order interimly suspending broker’s trading membership, absent cogent evidence
SAT: Directs SEBI to share certain documents with Chanda Kochhar in Videocon-ICICI Bank loan case
SEBI: Restrains entities for offering investment-advisory services by using registered firm’s name without authorization
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