Rulings
SAT: Modifies “harsh” SEBI order temporarily suspending RTA’s registration certificate for violating norms
SAT: Reduces penalty imposed by SEBI for violating preferential allotment provisions, enforces “consistent approach”
SEBI: Dismisses insider-trading charges against 11-entities in “WhatsApp leaks” case concerning Axis Bank’s financials
SEBI: Penalizes ICCL, NCL for violating regulatory norms in Karvy Stock Broking case
SEBI: Penalises IDBI Trusteeship Services for failing to perform fiduciary duties towards debenture-holders
SEBI: Penalises CG Power for failing to make disclosures regarding default in loan repayment
SEBI: Penalizes promoter-group for not making public announcement regarding increase in shareholding beyond 15%
SEBI: Imposes Rs. 10-lakh penalty on Reliance Commercial Finance for violating disclosure norms
SEBI: Bars SecureKloud, its Directors for publishing manipulated financials; Slaps Rs. 10 cr. penalty
SEBI: Penalizes Karvy Stock Broking’s MD, compliance officer for violating Portfolio Managers Regulations
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