Rulings
SEBI: Default in loan repayment & SARFAESI notice, ‘material information’; Penalises Co. for non-disclosure
SEBI: LODR Corporate Governance provisions applicable to listed entities with net-worth above Rs. 25-cr.
SEBI: Penalises Co., directors for failure to comply with direction to refund investors’ money
SEBI: Imposes Rs. 35 lakh penalty, restrains IA for engaging in ‘other’ activities
SEBI: Imposes Rs. 10 lakh penalty on registered intermediary for misutilizing clients’ funds
SEBI: Penalises 15 entities for manipulating Parichay Investments’ stock price, misleading investors
SEBI: Restrains brokerage firm from making fresh application seeking registration as commodity broker
SEBI: Debars Co., directors from market for providing unauthorised investment advisory services
SEBI: Imposes Rs. 7 lakh penalty on Stock Broker for misutilizing clients’ funds, securities
SEBI: Directs amalgamated entity to recover outstanding proceeds of transferor company’s GDR issue
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