Rulings
SAT: Consideration of share buyback qualifies as UPSI; Affirms SEBI-penalty for insider trading
SC: Company Secretary bound to ensure buyback norms compliance; SAT to re-examine clean chit
SEBI: Imposes Rs. 10-lakh penalty on Stock Broker for incorrect reporting of client’s funds
SC: Issues notice on SEBI’s appeal raising issues relating to violation of listing-conditions under SCRA
SAT: Quashes SEBI’s “excessive” debarment order against independent director in fraudulent GDR-issue matter
SEBI: Penalises Company for not obtaining SCORES authentication within stipulated time
SEBI: Penalizes, bans 14 entities in front-running case relating to Reliance Securities’ dealers
SEBI: Penalizes, restrains Investment Advisory Co., its directors for fraudulent dealing with clients
SEBI: Slaps Rs. 26-cr. penalty on Coffee Day Enterprises for fraudulent fund diversion
SEBI: Cancels Stock Broker’s registration for facilitating impermissible transactions under ‘paired contracts’ garb
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